Midwestern Securities Trading Co.,llc
Assets Under Management
$1.6B
Number of Clients
10,329
Number of Advisors
46
Avg. Portfolio per Client
$158K
Avg. Managed per Advisor
$35.4M
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
About This Firm
Midwestern Securities Trading Company, LLC offers financial planning and account management services. The firm manages investment portfolios and may refer clients to third-party advisors. They offer a discretionary model portfolio called Midwestern Securities Lighthouse Portfolios™. The firm's services are tailored to individual client needs, and clients may impose restrictions on investments in certain securities, except for those in the Lighthouse Portfolios. Midwestern Securities also provides 3(38) Investment Fiduciary services for ERISA Plans.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.30% |
| $1.0M - $5.0M | 1.05% |
| $5.0M - $10.0M | 0.85% |
| $10M+ | 0.55% |
Advisory fees are negotiable and may be higher or lower than the standard advisory fee but such advisory fees may not exceed 2% annually.
Fee Estimator
Areas of Practice
Location
235 Everett St, East Peoria, IL, 61611