John G. Ullman & Associates, INC
Assets Under Management
$1.4B
Number of Clients
1,000
Number of Advisors
19
Avg. Portfolio per Client
$1.4M
Avg. Managed per Advisor
$71.6M
Compensation
Fee-Only (% of Portfolio)
About This Firm
John G. Ullman & Associates (JGUA) provides investment advice and financial planning services. JGUA manages balanced portfolios based on clients' personal objectives and risk tolerance. JGUA offers investment advice on various securities, including stocks, bonds, and mutual funds. JGUA seeks clients with net assets for management in excess of $250,000.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $3.0M | 1.50% |
| $3.0M - $4.0M | 1.25% |
| $4.0M - $5.0M | 1.13% |
| $5.0M - $12.0M | 1.00% |
| $12.0M - $15.0M | 0.76% |
| $15.0M - $20.0M | 0.68% |
| $20.0M - $25.0M | 0.60% |
| $25M+ | 0.55% |
The minimum fee and rate may be reduced for nonprofit organizations or other special situations. Fees are not negotiable. Maximum annual fee for the first twelve million of Net Assets under management, of one hundred twenty thousand dollars in any contract year
Fee Estimator
Areas of Practice
Location
343 Daniel Zenker Drive, Horseheads, NY, 14845