Cadaret Grant & CO INC
Assets Under Management
$7.7B
Number of Clients
17,888
Number of Advisors
8
Avg. Portfolio per Client
$429K
Avg. Managed per Advisor
$958.9M
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
About This Firm
Cadaret Grant is a registered broker-dealer and investment advisor offering a range of services through its investment advisor representatives (IARs). Cadaret Grant provides access to various investment programs, including Contour, TIMS, and third-party investment advisors (TPIAs). IARs work with clients to determine their financial needs and objectives and recommend suitable investment strategies. Cadaret Grant is compensated through advisory fees, which are shared with the IARs.
Fee Structure
Cadaret Grant offers several investment management programs, including Contour, TIMS, and TIMS II. Fees are based on a percentage of your portfolio and vary depending on the program and the amount you invest.
Contour Platform:
- Fees are comprised of a Program Fee, an Advisory Fee (negotiable, up to 2.25% in APM and 2.00% in FSP, SMA and UMA), and a Manager Fee (if applicable, ranges between 0.00% and 0.75% in SMA and UMA, and 0% to 0.50% in FSP).
TIMS and TIMS II:
- Maximum annual asset management fee is 2.20%, plus a $25 quarterly administrative fee for accounts under $100,000.
Transaction charges apply to trades in TIMS, TIMS II, and Contour Non-Wrap accounts. Fees are billed monthly or quarterly in advance.
Areas of Practice
Location
100 Madison Street, Suite 1300, Syracuse, NY, 13202