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Elizabeth Kendrick Peaslee

Sb Advisory, LLC
44 Years of Experience
3 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningEstate PlanningFinancial Planning & CoachingInvestment ManagementHigh Net WorthBusiness Owners
Sb Advisory, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,045 clients
Average Client Portfolio
$274K average
Assets Under Management
$285.9M

Fee Structure

Minimum Investment:None

Location

3424 Peachtree Road Ne, Suite 2200, Atlanta, GA, 30326-1184

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2024
Denied
Judgment / Lien
September 2019
Customer Dispute
May 2002
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
San Blas Securities LLCBroker
April 2022 - Present · 3 yrs 10 mos
San Blas Securities LLC
April 2022 - Present · 3 yrs 10 mos
Sb Advisory, LLC
April 2022 - Present · 3 yrs 10 mos
Previous Registrations
LPL Financial LLC
April 2022 - May 2022 · 1 mo
LPL Financial LLCBroker
April 2022 - May 2022 · 1 mo
National Asset Management, INC.
June 2016 - April 2022 · 5 yrs 10 mos
National Securities CorporationBroker
May 2016 - April 2022 · 5 yrs 11 mos
Adirondack Trading Group LLCBroker
July 2015 - May 2016 · 10 mos
Ridgeway Conger Advisory Services
July 2015 - December 2015 · 5 mos
Jefferies Investment Advisers, LLC
November 2007 - August 2015 · 7 yrs 9 mos
Jefferies Private Client Advisers, LLC
August 2003 - December 2005 · 2 yrs 4 mos
Jefferies LLCBroker
July 2002 - August 2015 · 13 yrs 1 mo
Robertson Stephens, INC.
June 2000 - August 2002 · 2 yrs 2 mos
Robertson Stephens, INC.Broker
March 1999 - August 2002 · 3 yrs 5 mos
Cibc Oppenheimer CORP.Broker
July 1994 - March 1999 · 4 yrs 8 mos
Kidder, Peabody & CO. IncorporatedBroker
April 1983 - July 1994 · 11 yrs 3 mos
Shearson/american Express INC.Broker
December 1981 - April 1983 · 1 yr 4 mos
State Registrations8 states
CACTGANCNMNYPASC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Elizabeth Kendrick Peaslee - Financial Advisor | TrueAdvisor