Waltraud Grande is a CFP-designated registered investment advisor, based in Oakhurst, NJ, with 43 years of industry experience.
Location
257 Monmouth Rd, Bldg. B, Suite 7, Oakhurst, NJ, 07755
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Regulatory History (1)
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Customer Dispute
February 2015Denied
Other Business Activities
Waltraud is a part owner of Grande Financial Services, Inc. She dedicates minimal time to this support company.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2021 - Present · 5 yrs
Raymond James Financial Services, INC.Broker
April 2021 - Present · 5 yrs
Previous Registrations
Cetera Advisor Networks LLCBroker
September 2019 - April 2021 · 1 yr 7 mos
Summit Financial Group INC
June 2019 - April 2021 · 1 yr 10 mos
Summit Brokerage Services, INC.Broker
June 2019 - September 2019 · 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2012 - June 2019 · 7 yrs
Wells Fargo Advisors Financial Network, LLC
June 2012 - June 2019 · 7 yrs
Raymond James Financial Services Advisors, INC
January 2009 - June 2012 · 3 yrs 5 mos
Grande Financial Services, INC.
April 2006 - November 2006 · 7 mos
Raymond James Financial Services
July 2004 - January 2009 · 4 yrs 6 mos
Raymond James Financial Services, INC.Broker
October 1985 - June 2012 · 26 yrs 8 mos
Raymond James & Associates, INC.Broker
July 1982 - October 1985 · 3 yrs 3 mos
Comark Securities, INC.Broker
June 1982 - August 1982 · 2 mos
State Registrations1 state
NJ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.