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CFP · ChFC
SS
CFP · ChFC

Sanford Allen Schmidt

Catalyst Wealth Management
41 Years of Experience
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Catalyst Wealth Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
69 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$70.7M

Location

520 Lake Cood Rd, Suite 178, Deerfield, IL, 60015

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2024
Pending
Customer Dispute
February 2024
Pending
Customer Dispute
January 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Sanford is the Manager/President of Catalyst Wealth Management, spending about 10-20% of his time advising clients on investments. He is also a Managing Director at SAS Investment Partners LLC for personal investments and an advisor at Schmidt Financial Group, where he advises and sells life insurance products nearly full-time.

Employment History
Current Registrations
The Leaders Group, INC.
April 2023 - Present · 2 yrs 10 mos
The Leaders Group, INC.Broker
April 2023 - Present · 2 yrs 10 mos
Catalyst Wealth Management
November 2016 - Present · 9 yrs 3 mos
Previous Registrations
The Leaders Group, INC.Broker
October 2020 - January 2021 · 3 mos
The Leaders Group, INC.Broker
November 2013 - December 2019 · 6 yrs 1 mo
Tlg Advisors, INC.
November 2013 - December 2019 · 6 yrs 1 mo
AXA Advisors, LLC
November 2010 - November 2013 · 3 yrs
AXA Advisors, LLCBroker
October 2008 - November 2013 · 5 yrs 1 mo
World Equity Group, INC.Broker
October 2006 - November 2008 · 2 yrs 1 mo
World Equity Group, INC.
October 2006 - November 2008 · 2 yrs 1 mo
NFP Securities, INC.
July 2004 - October 2006 · 2 yrs 3 mos
NFP Securities, INC.Broker
May 2000 - October 2006 · 6 yrs 5 mos
Schmidt Advisory Services, INC.
September 1997 - November 2008 · 11 yrs 2 mos
Schmidt Advisory Services, INC.
September 1997 - December 2005 · 8 yrs 3 mos
Nathan & Lewis Securities, INC.Broker
June 1997 - August 2000 · 3 yrs 2 mos
Royal Alliance Associates, INC.Broker
December 1993 - June 1997 · 3 yrs 6 mos
Nylife Securities INC.Broker
August 1983 - May 1993 · 9 yrs 9 mos
State Registrations2 states
FLIL
Advisor
Exams
No exam information available for this advisor.
Sanford Allen Schmidt - Financial Advisor | TrueAdvisor