Christopher Carpou
Christopher Carpou is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Los Angeles, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
333 S Hope St, Los Angeles, CA, 90071
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Banc of America Securities LLCBroker
Municipal Partners INC.Broker
Municipal Partners INC.Broker
Cantor Fitzgerald Fixed Income Brokers, INC.Broker
Cantor, Fitzgerald Municipal Brokers, INC.Broker
J.J. Kenny Drake, INC.Broker
Clifford Drake & Company INC.Broker
Morgan Stanley & CO., IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations45 states
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