Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
1,223 clients
Average Client Portfolio
$490K average
Assets Under Management
$598.9M

Fee Structure

Minimum Investment:None
Loading...

Location

Buffalo, NY

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

James owns rental real estate since 2011 and spends minimal time on it. He also operates under the DBAs Northeast Retirement Plan Advisors and The Tyler Stone Group, and is an IAR for Tyler Stone Wealth Management, LLC, spending about half his time on these investment-related activities.

Employment History
Current Registrations
Tyler-Stone Wealth Management, LLC
October 2024 - Present · 1 yr 4 mos
Previous Registrations
LPL Financial LLC
August 2021 - October 2025 · 4 yrs 2 mos
LPL Financial LLCBroker
December 2011 - October 2025 · 13 yrs 10 mos
Lasalle St Securities, L.L.C.Broker
October 1997 - December 2011 · 14 yrs 2 mos
New England SecuritiesBroker
April 1996 - October 1997 · 1 yr 6 mos
Saperston Financial INC.Broker
January 1996 - October 1997 · 1 yr 9 mos
New England SecuritiesBroker
March 1994 - March 1996 · 2 yrs
Berkshire Equity Sales, INC.Broker
March 1991 - March 1994 · 3 yrs
Sma Equities, INC.Broker
May 1984 - March 1991 · 6 yrs 10 mos
State Registrations1 state
NY
Advisor
Exams
No exam information available for this advisor.