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Rocco Scarsella

41 Years of Experience
1 DisclosureBroker

Rocco Scarsella is a registered investment advisor at The Financial Center, LLC, based in Livonia, MI, with 41 years of industry experience. Rocco operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning, Tax Planning.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
IM Fee
Planning only

Fee Structure

  • Financial planning services are offered either as comprehensive plans or plans that address specific components or issues such as 401k plans, retirement planning, and tax planning.
  • General consultations are offered at an hourly rate or a flat fee project rate.
Hourly Rate:Up to $300/hr
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Location

32003 Plymouth Rd, Livonia, MI, 48150

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2000
Settled
Other Business Activities

Rocco is involved in numerous business activities, including being president of Nicton Inc (an entity that owns an office building), an advisory board member of Continuity Partners Group, and owner of multiple real estate LLCs. He also works as an advisory rep of a RIA (CIRA), provides tax planning and preparation services through Tax Solutions Center LLC, and is the Vice President of RWS Business Consulting. Rocco dedicates a significant amount of time (about half his time) to his role as an advisory rep with CIRA.

Employment History
Current Registrations
The Financial Center, LLC
November 2015 - Present · 10 yrs 5 mos
Cambridge Investment Research Advisors, INC.
October 2010 - Present · 15 yrs 6 mos
Cambridge Investment Research, INC.Broker
August 2008 - Present · 17 yrs 8 mos
Previous Registrations
Multi-Financial Securities CorporationBroker
January 2004 - August 2008 · 4 yrs 7 mos
Multi-Financial Securities CorporationBroker
May 2003 - December 2003 · 7 mos
Locust Street Securities, INC.Broker
June 1999 - March 2000 · 9 mos
Vestax Securities CorporationBroker
March 1991 - January 2004 · 12 yrs 10 mos
First Financial Monetary Systems, INC.Broker
June 1990 - May 1991 · 11 mos
USA Financial Group, INC.Broker
September 1989 - May 1990 · 8 mos
First Investors CorporationBroker
July 1984 - September 1989 · 5 yrs 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rocco Scarsella - Financial Advisor | TrueAdvisor