AL
ChFC
AL
ChFC
Andrew Lord is a ChFC-designated registered investment advisor, based in Portsmouth, NH, with 36 years of industry experience.
Location
500 Market Street, Suite 1D, Portsmouth, NH, 03801
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2014Final
Regulatory
February 2014Final
Other Business ActivitiesSells Insurance
Andrew is a registered representative with Valmark Securities, Inc. since 2020, spending about a quarter of his time on financial planning and trading. He also owns and operates commercial real estate through multiple LLCs and sells fixed insurance products, dedicating about 10-20% of his time to insurance sales.
Employment History
Current Registrations
Valmark Securities, INC.Broker
June 2020 - Present · 5 yrs 10 mos
Essential Planning, LLC
August 2002 - Present · 23 yrs 8 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2016 - June 2020 · 3 yrs 10 mos
Investors Capital Advisory
July 2014 - August 2016 · 2 yrs 1 mo
Investors Capital CORP.Broker
June 2014 - August 2016 · 2 yrs 2 mos
Investors Capital Advisory
May 2014 - June 2014 · 1 mo
Fortune Financial Services, INC.Broker
August 2006 - May 2014 · 7 yrs 9 mos
Mutual Service CorporationBroker
September 1995 - February 1997 · 1 yr 5 mos
Forth Financial Securities, CorporationBroker
April 1994 - December 1995 · 1 yr 8 mos
G. R. Phelps & CO., INC.Broker
February 1994 - September 1995 · 1 yr 7 mos
Pml Securities CompanyBroker
July 1993 - March 1994 · 8 mos
G. R. Phelps & CO., INC.Broker
March 1992 - December 1993 · 1 yr 9 mos
Equico Securities, INC.Broker
August 1984 - March 1992 · 7 yrs 7 mos
The Equitable Life Assurance Society of the United StatesBroker
August 1984 - March 1992 · 7 yrs 7 mos
State Registrations15 states
AZCAFLGAMAMENCNHNYOHORSCTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.