Steven Schmitz
Steven Schmitz is a registered investment advisor at Schmitz Capital Partners, LLC, based in Mill Valley, CA, with 40 years of industry experience. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 103 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.15% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.80% |
| $5M+ | 0.65% |
Fee Estimator
Location
655 Redwood Hwy, Ste 109, Mill Valley, CA, 94941
Get directionsHistory
Regulatory History (6)
Customer Dispute
September 2012Customer Dispute
June 2006Customer Dispute
January 2004Customer Dispute
July 2002Customer Dispute
May 2002Customer Dispute
July 1994Other Business ActivitiesSells Insurance
Steven provides insurance services, including fixed annuities and long-term care insurance, through his sole proprietorship, dedicating a few hours per week. He is also a licensed life insurance agent and president/chief compliance officer of Schmitz Capital Partners, spending about half his time on investment advisory services.
Employment History
Current Registrations
Schmitz Capital Partners, LLC
Osaic Wealth, INC.Broker
Previous Registrations
Keogler, Morgan & Company, INC.Broker
Integrated Resources Equity CorporationBroker
Christopher Weil & Company, INCBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.