Areas of Practice
Business OwnersCharitable GivingEstate PlanningFinancial Planning & CoachingHigh Net WorthInvestment ManagementRetirement PlanningTax Planning
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
260 clients
Average Client Portfolio
$554K average
Assets Under Management
$143.9M
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.65% |
| $250K - $500K | 1.40% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $1.5M | 0.95% |
| $1.5M - $2.0M | 0.85% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.75% |
Fees are negotiable for amounts over $5,000,001.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Contact
Steven Ellis
Location
6964 S. 69th East Ave., Tulsa, OK, 74133-1738
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2021Withdrawn
Other Business Activities
Steven is a managing partner at Seasons RE LLC, a commercial real estate venture, since 2014. He dedicates minimal time to this activity.
Employment History
Current Registrations
Sageoak Financial, LLC
October 2021 - Present · 4 yrs 5 mos
Previous Registrations
Lexaurum Advisors
June 2017 - October 2021 · 4 yrs 4 mos
Vsr Advisory Services
September 2016 - November 2016 · 2 mos
Summit Brokerage Services, INC.Broker
September 2016 - July 2017 · 10 mos
Summit Financial Group INC
September 2016 - July 2017 · 10 mos
Vsr Financial Services, INC.Broker
August 2010 - November 2016 · 6 yrs 3 mos
Vsr Advisory Services
August 2010 - September 2016 · 6 yrs 1 mo
Next Financial Group, INC.
February 2005 - September 2010 · 5 yrs 7 mos
Next Financial Group, INC.Broker
February 2005 - September 2010 · 5 yrs 7 mos
Allstate Financial Services, LLCBroker
September 2001 - February 2005 · 3 yrs 5 mos
Sunamerica Securities, INC.Broker
July 2000 - October 2001 · 1 yr 3 mos
American General Financial Advisors, INC.Broker
January 1999 - July 2000 · 1 yr 6 mos
The Variable Annuity Marketing CompanyBroker
July 1996 - July 2000 · 4 yrs
Sunamerica Securities, INC.Broker
November 1994 - September 1996 · 1 yr 10 mos
Copeland Equities, INC.Broker
June 1994 - November 1994 · 5 mos
Sunamerica Securities, INC.Broker
June 1994 - July 1994 · 1 mo
State Registrations2 states
OKTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
Contact
Steven Ellis