Cathy Desjardins
Cathy Desjardins is a registered investment advisor at UBS Asset Management (americas) LLC, based in Denver, CO, with 32 years of industry experience. Cathy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 399,225 clients with $540B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
UGA does not have a standard fee schedule. UGA generally receives management fees equal to a percentage of assets under management. In some cases, UGA receives a fixed fee for its services. UGA may also receive performance-based fees. Fees are negotiated on a client-by-client basis and are based, in part, on the size and scope of the relationship, investment vehicle’s particular structure, investment process and other factors.
Location
370 17th Street , Suite 4100, Denver, CO, 80202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
UBS Asset Management (americas) LLC
UBS Asset Management (US) INC.Broker
UBS Asset Management (US) INC.
Previous Registrations
UBS Global Asset Management (US) INC.
Seligman Advisors, INC.Broker
Lord Abbett Distributor LLCBroker
Equitas America, LLCBroker
Mariner Financial Services, INC.Broker
Independence One Brokerage Services, INC.Broker
Manufacturers Hanover Securities CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.