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Michael Clark

38 Years of Experience
San Antonio, TX
1 DisclosureBrokerSells Insurance

Michael Clark is a registered investment advisor at Cetera Investment Advisers LLC, based in San Antonio, TX, with 38 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

9311 San Pedro Ste 750, San Antonio, TX, 78216

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History

Regulatory History (1)
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Customer Dispute
April 2001
Settled
Other Business ActivitiesSells Insurance

Michael is president of Aspect Wealth Management Group, LLC, dedicating nearly full-time hours to management, leadership, and advisory services. He also sells fixed insurance products, including life, disability, annuities, and long-term care, dedicating minimal time to this activity, and is a partner/president in multiple technology and mining businesses, and co-owner/co-manager of a commercial sales business.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 10 mos
Cetera Wealth Services, LLCBroker
March 1997 - Present · 29 yrs 1 mo
Previous Registrations
Aspect Wealth Management
September 2006 - December 2021 · 15 yrs 3 mos
Cetera Advisor Networks LLC
March 1997 - June 2023 · 26 yrs 3 mos
Smith Barney INC.Broker
July 1993 - April 1997 · 3 yrs 9 mos
Lehman Brothers INC.Broker
May 1987 - July 1993 · 6 yrs 2 mos
State Registrations25 states
ALARAZCACOFLGAILINKSKYLAMDMINCNJNVNYOHPATNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.