TC
TC

Tommy Cockrell

38 Years of Experience
Shreveport, LA
Broker

Tommy Cockrell is a registered investment advisor at Raymond James & Associates, INC., based in Shreveport, LA, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

401 Market Street, Suite 1400, Shreveport, LA, 71101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Tommy is a member of the Finance/Investment Committee for the Diocese of Shreveport since 2010. He dedicates minimal time to consulting with the bishop and reviewing investment returns.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
November 2005 - February 2013 · 7 yrs 3 mos
Morgan Keegan & Company, INC.Broker
November 1990 - February 2013 · 22 yrs 3 mos
Scharff & Jones, INC.Broker
August 1987 - November 1990 · 3 yrs 3 mos
State Registrations21 states
ALARAZCACOFLGAILKSLAMSNCNMNYOKSCTNTXVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.