DM
DM

Deborah Mcnulty

33 Years of Experience
Fort Mill, SC
Broker

Deborah Mcnulty is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1055 Lpl Way, Fort Mill, SC, 29715

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
January 2025 - Present · 1 yr 3 mos
LPL Financial LLC
January 2025 - Present · 1 yr 3 mos
LPL Financial LLCBroker
January 2025 - Present · 1 yr 3 mos
Previous Registrations
Ally Invest Securities LLCBroker
December 2024 - December 2024 · 0 mos
Zeus Financial, LLCBroker
June 2024 - August 2024 · 2 mos
Ally Invest Securities LLCBroker
August 2021 - June 2024 · 2 yrs 10 mos
LPL Financial LLCBroker
August 2017 - May 2021 · 3 yrs 9 mos
Nathan Hale Capital, LLCBroker
April 2015 - August 2015 · 4 mos
J.V.B. Financial Group, LLCBroker
January 2014 - January 2015 · 1 yr
Jvb Financial Group, LLCBroker
February 2004 - January 2014 · 9 yrs 11 mos
Abn Amro Financial Services, INC.Broker
September 2002 - December 2003 · 1 yr 3 mos
Countrywide Securities CorporationBroker
August 2001 - September 2002 · 1 yr 1 mo
Templeton/franklin Investment Services,inc.Broker
April 1996 - August 2001 · 5 yrs 4 mos
First Union Brokerage Services, INC.Broker
April 1995 - September 1997 · 2 yrs 5 mos
Dean Witter Reynolds INC.Broker
January 1992 - May 1994 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1987 - October 1990 · 3 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.