RN
RN
Robert Nichols
38 Years of Experience
Mooresville, NC
1 DisclosureBroker
Robert Nichols is a registered investment advisor at Wells Fargo Advisors, based in Mooresville, NC, with 38 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Mooresville, NC
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2010Denied
Other Business Activities
Robert has 50% ownership in 2T Partners DBA Goodson & Nichols Financial Group, LLC, an investment-related business. He dedicates minimal time to this activity.
Employment History
Current Registrations
Wells Fargo Advisors
July 2023 - Present · 2 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2023 - Present · 2 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2002 - July 2023 · 21 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
June 2002 - July 2023 · 21 yrs 1 mo
Wachovia Securities, INC.
January 2002 - June 2002 · 5 mos
Wachovia Securities, INC.Broker
September 1987 - June 2002 · 14 yrs 9 mos
State Registrations26 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.