RB
RB
Ronald Ban
37 Years of Experience
Chandler, AZ
2 DisclosuresBroker
Ronald Ban is a registered investment advisor at Raymond James & Associates, INC., based in Chandler, AZ, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1490 S Price Rd, Suite 308, Chandler, AZ, 85286
Get directionsHistory
Regulatory History (2)
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Customer Dispute
May 2004Denied
Customer Dispute
July 1992Award / Judgment
Other Business Activities
Ronald has a personal/private investment in Advanced Green Machines of California since 2014. He spends no time on this business.
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2015 - Present · 10 yrs 11 mos
Raymond James & Associates, INC.
May 2013 - Present · 12 yrs 11 mos
Raymond James & Associates, INC.Broker
May 2013 - Present · 12 yrs 11 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - May 2013 · 3 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
October 1989 - July 1993 · 3 yrs 9 mos
Cenpac Securities CORP.Broker
January 1989 - October 1989 · 9 mos
Hibbard Brown & CO., INC.Broker
May 1988 - December 1988 · 7 mos
Sherwood Capital, INC.Broker
March 1988 - May 1988 · 2 mos
State Registrations20 states
AZCACOFLGAIDILINMAMIMNNCNMOKORTXUTVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.