Steven Schwartz is a registered investment advisor at Morgan Stanley, based in New York, NY, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
May 2019 - Present · 6 yrs 11 mos
Morgan Stanley
May 2019 - Present · 6 yrs 11 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
November 2016 - May 2019 · 2 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2016 - May 2019 · 2 yrs 6 mos
Wells Fargo Advisors, LLCBroker
December 2012 - October 2016 · 3 yrs 10 mos
Wells Fargo Advisors, LLC
December 2012 - October 2016 · 3 yrs 10 mos
Morgan StanleyBroker
June 2009 - January 2013 · 3 yrs 7 mos
Morgan Stanley
June 2009 - January 2013 · 3 yrs 7 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
May 2006 - April 2007 · 11 mos
Morgan Stanley Dw INC.Broker
July 1999 - April 2007 · 7 yrs 9 mos
Salomon Smith Barney INC.Broker
July 1993 - July 1999 · 6 yrs
Lehman Brothers INC.Broker
July 1993 - July 1993 · 0 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.