David Bailin
David Bailin is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Hobe Sound, FL, with 37 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Hobe Sound, FL
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2012Other Business ActivitiesSells Insurance
David conducts insurance sales activities under the trade name Personal Wealth Strategies and services existing indexed annuities. He also manages Personal Wealth Strategies LLC, dedicating about 10-20% of his time to executive functions and managing the investment and insurance sales office.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Nylife Securities INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.