RV
RV

Randall Vaughan

37 Years of Experience
Henrico, VA
Broker

Randall Vaughan is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Henrico, VA, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

3900 Westerre Parkway, Suite 201, Henrico, VA, 23233

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Randall co-owns a property with minimal responsibilities since October 2024. He also works at Atlantic Union Bank as an associate and at Atlantic Union Financial Consultants, LLC/AUB Wealth Management as a financial advisor, dedicating about half of his time to each.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 3 mos
Raymond James Financial Services, INC.Broker
January 1999 - Present · 27 yrs 3 mos
Previous Registrations
Raymond James Financial Services
March 1999 - January 2009 · 9 yrs 10 mos
Robert Thomas Securities, INCBroker
March 1996 - January 1999 · 2 yrs 10 mos
Advest, INC.Broker
July 1988 - March 1996 · 7 yrs 8 mos
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Randall Vaughan - Financial Advisor | TrueAdvisor