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Glenn Feigin

37 Years of Experience
Bal Harbour, FL
3 DisclosuresBroker

Glenn Feigin is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Bal Harbour, FL, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

Bal Harbour, FL

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Settled
Customer Dispute
June 2008
Settled
Customer Dispute
April 2005
Denied
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 1993 - Present · 32 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 1988 - Present · 37 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1988 - Present · 37 yrs 8 mos
State Registrations38 states
AKALAZCACOCTDCDEFLGAIAIDILKSLAMAMDMEMIMNMOMSNCNHNJNYOHOKORPARISCTNTXVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.