Marc Ross is a CFA, CFP-designated registered investment advisor at LPL Financial LLC, based in Dorchester, MA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Dorchester, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Marc produces practice questions and guideline answers for the CFA Society of Boston in a freelance capacity. This takes minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Signator Financial Services, INC.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Citistreet Advisors LLC
Citistreet Advisors LLCBroker
Citistreet Equities LLCBroker
State Street Capital Markets, LLCBroker
Krupp Securities CorporationBroker
New England SecuritiesBroker
MML Investors Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.