SP
SP

S Pavlatos

37 Years of Experience
Mt Prospect, IL
Broker

S Pavlatos is a registered investment advisor at Cetera Investment Advisers LLC, based in Mt Prospect, IL, with 37 years of industry experience. S operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Mt Prospect, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

S. owns S. Randall Pavlatos Accounting & Financial Services, Inc., which provides financial and accounting services. S. spends about a quarter of their time on this business, with most of those hours occurring during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2007 - Present · 19 yrs 3 mos
Cetera Financial Specialists LLCBroker
August 1988 - Present · 37 yrs 8 mos
State Registrations10 states
AZFLIAILINMAMSPASCTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.