Eric Tom
Eric Tom is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in East Hills, NY, with 37 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
2200 Northern Blvd, Suite 200, East Hills, NY, 11548
Get directionsHistory
Regulatory History (12)
Customer Dispute
November 2022Customer Dispute
November 2020Customer Dispute
June 2017Customer Dispute
April 2016Customer Dispute
August 2015Customer Dispute
December 2014Customer Dispute
July 2013Customer Dispute
July 2013Customer Dispute
May 2012Customer Dispute
October 2010Customer Dispute
January 2006Customer Dispute
May 2004Other Business ActivitiesSells Insurance
Eric is an independent insurance agent selling life, accident, health insurance, and fixed annuities since 2003 and 2016, respectively, dedicating minimal time to these activities. He is also a notary public since 2014.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.