John Cook is a registered investment advisor at Morgan Stanley, based in Dublin, OH, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
545 Metro Place South, Suite 300, Dublin, OH, 43017
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Regulatory History (3)
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Customer Dispute
November 2006Denied
Customer Dispute
March 2001Denied
Customer Dispute
August 1997Denied
Other Business Activities
John is a director at Osco Industries, a grey iron foundry, dedicating minimal time outside of business hours. He also holds power of attorney, which is investment-related, and spends minimal time on it.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 10 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 10 mos
Previous Registrations
Citigroup Global Markets INC.
December 1999 - June 2009 · 9 yrs 6 mos
Citigroup Global Markets INC.Broker
August 1994 - June 2009 · 14 yrs 10 mos
Banc One Securities CorporationBroker
August 1990 - August 1994 · 4 yrs
American Express Financial Advisors INC.Broker
April 1990 - June 1990 · 2 mos
Ids Life Insurance CompanyBroker
April 1990 - June 1990 · 2 mos
State Registrations52 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.