KS
KS
Kevin Sullivan
36 Years of Experience
Lockport, NY
2 DisclosuresBrokerSells Insurance
Kevin Sullivan is a registered investment advisor at Warner Wealth, based in Lockport, NY, with 36 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 758 clients with $460M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
7 advisors
IM Fee
Planning only
Assets Under Management
$458.5M
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Location
Lockport, NY
Get directionsHistory
Regulatory History (2)
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Customer Dispute
June 2003Closed-No Action
Customer Dispute
February 2002Settled
Other Business ActivitiesSells Insurance
Kevin is involved in various business activities, including real estate rentals, a wealth podcast for doctors, and acting as an affiliate with Legal Shield. He also authored a book and was a featured writer on a website, and is involved with youth leadership at his church.
Employment History
Current Registrations
Warner Wealth
November 2025 - Present · 5 mos
LPL Financial LLC
May 2019 - Present · 6 yrs 11 mos
LPL Financial LLCBroker
May 2019 - Present · 6 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
June 2014 - May 2019 · 4 yrs 11 mos
Ameriprise Financial Services, INC.
June 2014 - May 2019 · 4 yrs 11 mos
Raymond James Financial Services Advisors, INC
April 2009 - June 2014 · 5 yrs 2 mos
Raymond James Financial Services, INC.Broker
March 2009 - June 2014 · 5 yrs 3 mos
Wachovia Securities Financial Network, LLC
March 2007 - March 2009 · 2 yrs
Wachovia Securities Financial Network, LLCBroker
March 2007 - March 2009 · 2 yrs
Banc of America Investment Services, INC.Broker
October 2004 - March 2007 · 2 yrs 5 mos
Banc of America Investment Services, INC.
October 2004 - March 2007 · 2 yrs 5 mos
Quick & Reilly, INC.
April 2004 - October 2004 · 6 mos
Quick & Reilly, INC.Broker
March 2004 - October 2004 · 7 mos
Quick & Reilly, INC.
March 2004 - March 2004 · 0 mos
Mcdonald Investments INC.Broker
May 1999 - March 2004 · 4 yrs 10 mos
Mcdonald Investments INC.
May 1999 - March 2004 · 4 yrs 10 mos
Key Investments INC.Broker
November 1995 - May 1999 · 3 yrs 6 mos
New Life Brokerage Services, INC.Broker
January 1995 - December 1995 · 11 mos
Pruco Securities CorporationBroker
July 1989 - January 1995 · 5 yrs 6 mos
The Prudential Insurance Company of AmericaBroker
July 1989 - December 1993 · 4 yrs 5 mos
State Registrations17 states
CACOCTFLGAMAMEMINCNHNYORPASCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.