JW
JW
James Wallerius
33 Years of Experience
Amelia Island, FL
1 Disclosure
James Wallerius is a registered investment advisor at Systematic Financial Management LP, based in Amelia Island, FL, with 33 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 165 clients with $3.9B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
5 advisors
IM Fee
Planning only
Assets Under Management
$3.9B
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
Amelia Island, FL
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 1989Employment History
Current Registrations
Systematic Financial Management LP
June 2002 - Present · 23 yrs 10 mos
Previous Registrations
Amg Distributors, INC.Broker
March 2002 - July 2019 · 17 yrs 4 mos
Systematic Financial Management LP
February 2002 - June 2002 · 4 mos
Walnut Street Securities, INC.Broker
April 1996 - March 2000 · 3 yrs 11 mos
Strong Funds Distributors, INC.Broker
November 1989 - June 1995 · 5 yrs 7 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.