Robert Thompson is a CFA-designated registered investment advisor at R.D. Thompson Investments, based in Salt Lake City, UT, with 22 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 30 clients with $98M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.75% |
| $1.0M - $5.0M | 0.65% |
| $5.0M - $15.0M | 0.50% |
| $15M+ | 0.40% |
Fees are negotiable. A fee adjustment of 0.12% (annually) of the total amount of assets invested in mutual funds, ETFs or other investment companies will be deducted from the management fee.
Fee Estimator
Location
807 E. South Temple Suite 202, Salt Lake City, UT, 84102
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
R.D. Thompson Investments
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.