Paul Lo
Paul Lo is a CFP-designated registered investment advisor at Hypo Financial Services and Investment Adviser, based in Yorba Linda, CA, with 34 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 15 clients with $270K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.40% |
| $250K - $500K | 2.25% |
| $500K - $750K | 2.00% |
| $750K - $1.2M | 1.75% |
| $1.2M - $5.0M | 1.25% |
| $5.0M - $25.0M | 1.25% |
| $25M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Location
16692 Orange Drive, Yorba Linda, CA, 92886
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul works as an independent contractor with fixed life insurance companies such as Assurity, AIG American General, American Equity, and Allianz. This activity is not investment-related.
Employment History
Current Registrations
Hypo Financial Services and Investment Adviser
Previous Registrations
Unicredit Financial Services and Investment Advisor
Ace Diversified Capital, INC.Broker
Ibaa
Key West Investments, LLCBroker
Key West Investments, LLC
Hypo Financial Services and Investment Adviser
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.
Sunamerica Securities, INC.Broker
Wma Securities, INC.Broker
Intersecurities, INC.Broker
Baraban Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.