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Wayne Washowich

28 Years of Experience
Irwin, PA
1 DisclosureBroker

Wayne Washowich is a registered investment advisor at Ameriprise Financial Services, LLC, based in Irwin, PA, with 28 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

309 Main St, Irwin, PA, 15642

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2000
Settled
Other Business Activities

Wayne owns Diversified Market Solutions DBA Paint Parties and More, assisting with marketing, advertising, and paperwork, and is a member of the board of directors for Washowich Wayne. He also works as a VP Financial Advisor at ST Bank, spending about a third of his time in this role.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2021 - Present · 5 yrs 2 mos
Ameriprise Financial Services, LLC
January 2021 - Present · 5 yrs 3 mos
Ameriprise Financial Services, LLCBroker
January 2021 - Present · 5 yrs 3 mos
Previous Registrations
Northern Lights Distributors, LLCBroker
July 2019 - November 2020 · 1 yr 4 mos
Absolute Capital Management, LLC
June 2019 - November 2020 · 1 yr 5 mos
W.E. Donoghue & CO., LLC
December 2016 - March 2019 · 2 yrs 3 mos
Northern Lights Distributors, LLCBroker
February 2014 - March 2019 · 5 yrs 1 mo
W.E. Donoghue & CO., INC
April 2013 - December 2016 · 3 yrs 8 mos
LPL Financial LLC
August 2011 - February 2012 · 6 mos
LPL Financial LLCBroker
August 2011 - February 2012 · 6 mos
VALIC Financial Advisors, INC.
December 2010 - July 2011 · 7 mos
VALIC Financial Advisors, INC.Broker
December 2010 - July 2011 · 7 mos
Allstate Financial Services, LLCBroker
June 2010 - December 2010 · 6 mos
Trustmont Advisory Group, INC.
March 2009 - October 2009 · 7 mos
Trustmont Financial Group, INC.Broker
March 2009 - October 2009 · 7 mos
Security Distributors, INC.Broker
August 2003 - January 2009 · 5 yrs 5 mos
Citizens Investment Services CORP.
May 2003 - August 2003 · 3 mos
Citizens Investment Services CORP.Broker
April 2002 - August 2003 · 1 yr 4 mos
Dreyfus Investment Services Company, LLCBroker
November 2001 - March 2002 · 4 mos
Talbot Financial Services, INC.Broker
June 1999 - April 2000 · 10 mos
H.D. Vest Investment Securities, INC.Broker
August 1997 - December 1998 · 1 yr 4 mos
Investacorp, INC.Broker
February 1997 - September 1997 · 7 mos
PNC Brokerage CORPBroker
September 1996 - February 1997 · 5 mos
Laughlin Group Advisors, INC.Broker
June 1994 - October 1996 · 2 yrs 4 mos
Lincoln Financial Advisors CorporationBroker
February 1993 - June 1994 · 1 yr 4 mos
The Lincoln National Life Insurance CompanyBroker
February 1993 - June 1994 · 1 yr 4 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1992 - July 1992 · 5 mos
Equico Securities, INC.Broker
February 1992 - July 1992 · 5 mos
State Registrations26 states
AZCACOCTDEFLGAINKSKYLAMAMDMSNCNHNJNYOHPASCTXUTVAVTWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.