BW
CFP
BW
CFP

Bruce Douglas Wise

33 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
152 advisors
Number of Clients
8,463 clients
Average Client Portfolio
$798K average
Assets Under Management
$6.8B

Fee Structure

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Location

1801 Kingwood Dr, Ste 160, Kingwood, TX, 77339

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Bruce is an independent insurance agent selling life insurance since 2010, dedicating a few hours per week. He is also involved with the Knights of Columbus and St. Mary Magdalene Catholic Church, and is an employee of Wise Capital Partners, LLC, dedicating full-time hours to this role.

Employment History
Current Registrations
Mutual Securities, INC.Broker
April 2019 - Present · 6 yrs 10 mos
Mutual Securities, INC.
April 2019 - Present · 6 yrs 10 mos
Mutual Advisors, LLC
April 2019 - Present · 6 yrs 10 mos
Previous Registrations
Securities America, INC.Broker
October 2017 - March 2018 · 5 mos
Fulcrumeq
October 2017 - August 2019 · 1 yr 10 mos
Wfg Investments, INC.Broker
March 2010 - September 2017 · 7 yrs 6 mos
Wfg Advisors, LP
March 2010 - September 2017 · 7 yrs 6 mos
James E.bashaw & CO.
March 2007 - July 2010 · 3 yrs 4 mos
LPL Financial Corporation
January 2007 - March 2010 · 3 yrs 2 mos
LPL Financial CorporationBroker
January 2007 - March 2010 · 3 yrs 2 mos
Mdk Financial Group, INC.
January 2000 - February 2007 · 7 yrs 1 mo
Royal Alliance Associates, INC.Broker
August 1992 - April 2007 · 14 yrs 8 mos
Metlife Securities INC.Broker
March 1992 - July 1992 · 4 mos
Metropolitan Life Insurance CompanyBroker
March 1992 - July 1992 · 4 mos
State Registrations9 states
CACOFLLAMAOHSCTXUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.