Lois Bafas
Lois Bafas is a registered investment advisor at Anovest Investment Advisors, based in Marietta, GA, with 26 years of industry experience. Lois operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 40 clients with $39M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Anovest Investment Advisors' fees for managing your investments are based on a percentage of the value of your portfolio. The exact percentage depends on the specific portfolio model you choose and the amount you invest. Fees are calculated quarterly based on the value of your account at the end of the previous quarter. Fees may be negotiable for larger accounts.
Here's a breakdown of the fees for different portfolio types:
- Anovest Income: 1.00% to 1.25% depending on account size, or 0.60% if invested only in mutual funds.
- Anovest Wealth: 1.00% to 1.25% depending on account size, or 0.70% if invested only in mutual funds.
- Anovest Wisdom: 1.25% to 2.25% depending on account size, or 0.75% to 1.50% if invested only in mutual funds.
- Anovest Discipline: 1.50% to 2.50% depending on account size, or 1.00% to 1.75% if invested only in mutual funds.
- Anovest Investor: 1.50% to 2.50% depending on account size, or 1.00% to 1.75% if invested only in mutual funds.
- Anovest Select: 1.75% to 2.50% depending on account size.
Location
3225 Shallowford Road, Suite 220, Marietta, GA, 30062
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lois has been an insurance agent since 2005, selling health and life insurance, and dedicates minimal time to continuing education. Since 2011, she has also been an IAR/Corp. Sec. of Anovest Investment Advisors, dedicating an undetermined amount of time due to its overlap with her other work.
Employment History
Current Registrations
Anovest Investment Advisors
Anovest Financial Services, INC.Broker
Previous Registrations
Anovest Investment Advisors, INC.
Sterne Agee Financial Services, INC.Broker
Sterne Agee Capital Markets, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.