AS
AS

Adam Benjamin Spector

33 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
8 advisors
Number of Clients
1,060 clients
Average Client Portfolio
$62.7M average
Assets Under Management
$66.4B

Fee Structure

Minimum Investment:$5M
Financial Planning:Investment management only
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Location

1735 Market Street, Suite 1800, Philadelphia, PA, 19103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam is a strategic advisor and board member for Millcreek Capital, an outsourced CIO, since 2019. He dedicates minimal time to this activity.

Employment History
Current Registrations
Franklin Distributors, LLCBroker
July 2006 - Present · 19 yrs 7 mos
Franklin Distributors, LLC
July 2006 - Present · 19 yrs 7 mos
Brandywine Global Investment Management, LLC
June 1997 - Present · 28 yrs 8 mos
Previous Registrations
Franklin/templeton Distributors, INC.Broker
March 2021 - July 2021 · 4 mos
Legg Mason Wood Walker, IncorporatedBroker
February 1999 - April 2002 · 3 yrs 2 mos
Sei Financial Services CompanyBroker
August 1992 - March 1997 · 4 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.