Kathleen Osborne-Davis is a registered investment advisor, based in Baton Rouge, LA, with 32 years of industry experience.
Location
Baton Rouge, LA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kathleen volunteers with Tri Delta Sorority and is an advisor at Capital Asset Management, LLC, working there full-time. She also holds several fiduciary positions and general partner roles in family entities, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Advisors LLCBroker
Capital Asset Management, LLC
Previous Registrations
First Allied Securities, INC.Broker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
The Variable Annuity Marketing CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.