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Douglas Singer

24 Years of Experience
Scottsdale, AZ
1 DisclosureBroker

Douglas Singer is a registered investment advisor at MML Investors Services, LLC, based in Scottsdale, AZ, with 24 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

Scottsdale, AZ

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2012
Employment History
Current Registrations
MML Investors Services, LLC
October 2025 - Present · 6 mos
MML Investors Services, LLC
July 2025 - Present · 9 mos
MML Investors Services, LLCBroker
July 2025 - Present · 9 mos
Previous Registrations
Nautica Asset Management LLC
March 2023 - November 2024 · 1 yr 8 mos
Ip Financial Advisory Services LLC
April 2021 - October 2021 · 6 mos
Innovation Partners LLCBroker
April 2021 - October 2021 · 6 mos
Second Look Financial, LLC.
June 2020 - March 2021 · 9 mos
Benjamin & Jerold Brokerage I, LLCBroker
August 2018 - April 2019 · 8 mos
Pelleton Capital Management, LTD.
January 2018 - September 2019 · 1 yr 8 mos
Retirement Wealth Advisors, INC.
November 2016 - December 2016 · 1 mo
Redhawk Wealth Advisors, INC.
September 2014 - May 2016 · 1 yr 8 mos
Benjamin & Jerold Advisers, LLC
December 2013 - December 2014 · 1 yr
Benjamin & Jerold Brokerage I, LLCBroker
October 2013 - September 2016 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2010 - August 2012 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2010 - August 2012 · 1 yr 11 mos
Next Financial Group, INC.
May 2009 - October 2010 · 1 yr 5 mos
Next Financial Group, INC.Broker
May 2009 - October 2010 · 1 yr 5 mos
Ashlay Asset Management Group, INC.
February 2009 - March 2011 · 2 yrs 1 mo
Copperwynd Financial
February 2008 - November 2008 · 9 mos
Cambridge Investment Research, INC.Broker
December 2007 - April 2008 · 4 mos
Dfw & Associates INC
July 2006 - January 2007 · 6 mos
New England SecuritiesBroker
April 2006 - April 2006 · 0 mos
Ladenburg, Thalmann & CO., INC.Broker
July 2005 - May 2006 · 10 mos
Charles Schwab & CO., INC.Broker
June 1993 - July 2003 · 10 yrs 1 mo
State Registrations2 states
AZSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Singer - Financial Advisor | TrueAdvisor