Joseph Stein
Joseph Stein is a registered investment advisor at Timecapital Investor Advisory Services INC, based in Lloyd Harbor, NY, with 32 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 222 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TimeCapital charges an annual advisory fee of up to 3% of the value of your portfolio. This fee is negotiable. Pershing Advisor Solutions acts as the broker-dealer and charges separate commissions and fees for transactions.
Location
Lloyd Harbor, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph sells individual and group insurance products, including fixed annuities, health insurance, disability insurance, and dental/vision insurance, dedicating about 10-20% of his time to this. He also works as a solicitor for TimeCapital Investor Advisory Services, dedicating minimal time to soliciting clients for the advisory firm.
Employment History
Current Registrations
Timecapital Investor Advisory Services INC
Timecapital Securities Corporation
Timecapital Securities CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.