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Michael Korb

31 Years of Experience
Fond Du Lac, WI
Broker

Michael Korb is a registered investment advisor at RBC Capital Markets, LLC, based in Fond Du Lac, WI, with 31 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

66 South Main Street, Fond Du Lac, WI, 54935

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is involved in several outside business activities, including family foundations, real estate, and a family ice center. He also serves on the board of directors for a food rescue organization and spends minimal time on each of these activities.

Employment History
Current Registrations
RBC Capital Markets, LLC
April 2020 - Present · 6 yrs
RBC Capital Markets, LLC
April 2020 - Present · 6 yrs
RBC Capital Markets, LLCBroker
April 2020 - Present · 6 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2000 - April 2020 · 19 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
June 1994 - April 2020 · 25 yrs 10 mos
State Registrations39 states
ALARAZCACOCTDEFLGAHIILINKSKYLAMAMDMIMNMSMTNCNENJNVNYOHOKORPARISCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Korb - Financial Advisor | TrueAdvisor