James Taylor is a registered investment advisor at Saperston Legacy Advisors, INC., based in Hamburg, NY, with 32 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 436 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Advisory fees are negotiable and can be varied for certain clients. Discounts may be offered to family members and friends of associated persons.
Fee Estimator
Location
172 Lake Street, Hamburg, NY, 14075
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a Registered Representative and Investment Adviser Representative Assistant through Brighton Securities Corp since 2021. This investment-related activity takes nearly all of James's time.
Employment History
Current Registrations
Saperston Legacy Advisors, INC.
Previous Registrations
Brighton Securities CORP.
Brighton Securities CORP.Broker
First Allied Securities, INC.Broker
Securities America, INC.Broker
New England SecuritiesBroker
Saperston Asset Management, INC.Broker
Josephthal & CO., INC.Broker
Mathews, Holmquist & Associates, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.