Joseph M Hill

Tsa Management INC

31 Years of Experience

6 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment Management

Tsa Management INC

Compensation

Fee-Only (AUM)

Firm Size

30 advisors

Number of Clients

2,794 clients

Average Client Portfolio

$460K average

Assets Under Management

$1.3B

Fee Structure

Minimum Investment:$5K

Financial Planning:Investment management only

Location

725 Glen Cove Ave, Glen Head, NY, 11545

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History

Regulatory History (6)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

March 2022

Judgment / Lien

January 2018

Judgment / Lien

September 2017

Employment Separation After Allegations

October 2009

Judgment / Lien

September 2009

Judgment / Lien

May 2009

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Employment History

Current Registrations

Tsa Management INC

January 2020 - Present · 6 yrs 1 mo

Halliday Financial, LLCBroker

November 2009 - Present · 16 yrs 3 mos

Previous Registrations

Tsa Management INC

May 2017 - December 2019 · 2 yrs 7 mos

AXA Advisors, LLC

September 2007 - October 2009 · 2 yrs 1 mo

AXA Advisors, LLCBroker

February 1999 - October 2009 · 10 yrs 8 mos

The Equitable Life Assurance Society of the United StatesBroker

February 1999 - January 2000 · 11 mos

American Express Financial Advisors INC.Broker

February 1994 - February 1999 · 5 yrs

Ids Life Insurance CompanyBroker

February 1994 - February 1999 · 5 yrs

State Registrations14 states

CACTFLMAMDNCNJNVNYOHPARISCVT

AdvisorBrokerBoth

Exams

No exam information available for this advisor.