Jo Schmeltzer
Jo Schmeltzer is a registered investment advisor at LPL Enterprise, LLC, based in San Jose, CA, with 28 years of industry experience. Jo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
1731 Technology Dr, Suite 600, San Jose, CA, 95110
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Regulatory History (2)
Customer Dispute
May 2015Customer Dispute
September 2010Other Business Activities
Jo is a realtor or referral agent with BRG Realty since 2022. This activity requires minimal time and is investment-related.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Planmember Securities CorporationBroker
Planmember Securities Corporation
E*trade Securities LLCBroker
E*trade Capital Management, LLC
Securities America, INC.Broker
Cue Financial Group, INC.
Foothill Securities, INC.Broker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Bancwest Investment Services, INC.Broker
Fiserv Investor Services, INC.Broker
Corelink Financial, INC.Broker
Capital Brokerage CorporationBroker
Asb Financial ServicesBroker
Charles Schwab & CO., INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.