Barbara Ann Arndt

Arndt Financial Services LLC

30 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Arndt Financial Services LLC

Compensation

Fee-Only (AUM)

Firm Size

1 advisor

Number of Clients

2 clients

Average Client Portfolio

$2.0M average

Assets Under Management

$3.9M

Location

Fayetteville, NY

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History

Regulatory History (1)

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Customer Dispute

August 2001

Denied

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Other Business ActivitiesSells Insurance

Barbara sells term life insurance and fixed annuities through Lead Brokerage. This activity takes about 10% of her time.

Employment History

Current Registrations

Arndt Financial Services LLC

September 2009 - Present · 16 yrs 5 mos

Leigh Baldwin & CO., LLC

February 2006 - Present · 20 yrs

Leigh Baldwin & CO., LLCBroker

February 2006 - Present · 20 yrs

Previous Registrations

Arndt Financial Services LLC

July 2006 - November 2008 · 2 yrs 4 mos

Arndt Financial Services LLC

July 2006 - October 2006 · 3 mos

Chase Investment Services CORP.

February 2002 - February 2006 · 4 yrs

Chase Investment Services CORP.Broker

June 2001 - February 2006 · 4 yrs 8 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

June 1996 - June 2001 · 5 yrs

Equico Securities, INC.Broker

June 1995 - January 1996 · 7 mos

The Equitable Life Assurance Society of the United StatesBroker

June 1995 - January 1996 · 7 mos

State Registrations4 states

CAFLNJNY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.