James Taylor is a registered investment advisor at Main Management, LLC, based in Edgewood, KY, with 21 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 231 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.85% |
Maximum fee for SMA accounts managed directly. Fees may vary based on asset levels, relationships, and account type. Wrap fee programs may have fees up to 0.75%.
Fee Estimator
Location
Edgewood, KY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a distributor of nutritional products for Isagenics-Zija since 2011. He spends minimal time educating people about these products.
Employment History
Current Registrations
Main Management, LLC
Previous Registrations
Northern Lights Distributors, LLCBroker
Ceros Financial Services, INC.Broker
Ftj Fundchoice, LLC
Wells Fargo Advisors, LLCBroker
Scottrade, INC.Broker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Triad Advisors, INC.Broker
Adp Broker-Dealer, INC.Broker
Royal Alliance Associates, INC.Broker
PNC Brokerage CORPBroker
Fidelity Brokerage Services LLCBroker
Fidelity Brokerage Services LLCBroker
Fidelity Investments Institutional Services Company, INC.Broker
Fidelity Brokerage Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.