Martin Peskin is a registered investment advisor at Sovereign Wealth Advisors LLC, based in Houston, TX, with 29 years of industry experience. Martin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 1,392 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sovereign Wealth Advisors offers investment management through several programs. The fees vary depending on the program:
- Wrap Comprehensive and Comprehensive Portfolio Management: Maximum fee of 3.0% and 2.8% respectively.
- Optimum Market Portfolios Program (OMP) – LPL: 2.50%
- Personal Wealth Portfolios Program (PWP) – LPL: 2.50%
- Model Wealth Portfolios Program (MWP) – LPL: 2.50%
- Manager Access Select Program (MAS) – LPL: 3.00%
- Guided Wealth Portfolios (GWP) – LPL: 1.35%
- 55IP – Charles Schwab: 2.00%
Location
3120 Southwest Frwy, Suite 500, Houston, TX, 77098
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Martin provides investment advisory services through Sovereign Wealth Advisors, LLC, an independent investment advisor firm, since 2015. This takes about a quarter of Martin's time.
Employment History
Current Registrations
Sovereign Wealth Advisors LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sovereign Wealth Advisors LLC
LPL Financial LLC
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations6 states
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