DF
CFA
DF
CFA

Douglas Famigletti

4 Years of Experience
New York, NY

Douglas Famigletti is a CFA-designated registered investment advisor at Griffin Asset Management, LLC, based in New York, NY, with 4 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 689 clients with $1.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
4 advisors
Number of Clients
689 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$1.1B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.0M1.25%
$2.0M - $5.0M1.00%
$5M+0.75%

All fees are negotiable. Institutional clients pay different rates.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

230 Park Avenue, 4th Floor, New York, NY, 10169

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas is still doing some administrative work for his old firm, which he will be stopping in September. This has been approved by Goldman Compliance.

Employment History
Current Registrations
Griffin Asset Management, LLC
August 2021 - Present · 4 yrs 8 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.