Stephen Kottkamp
Stephen Kottkamp is a registered investment advisor at LPL Financial LLC, based in Louisville, KY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1448 Gardiner Lane Ste 102, Louisville, KY, 40213-1979
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Regulatory History (1)
Judgment / Lien
October 2021Other Business Activities
Stephen operates under the DBA Allegiant Financial Services, LLC since 2008. He also has outside W-2 employment at Amazon SDF8 Fulfillment Ctr., dedicating nearly full-time hours to this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Hilliard Lyons Asset Management
J.J.B. Hilliard, W.L. Lyons, INC.Broker
J.C. Bradford & CO.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.