CC
CC

Cathy Clay Cash

21 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningInsurance PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
1,182 clients
Average Client Portfolio
$2.5M average
Assets Under Management
$3.0B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $5.0M1.00%
$5M+0.50%

Fees are subject to negotiation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$15,000
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Location

1105 Chapala Street, Suite 2, Santa Barbara, CA, 93101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morton Wealth
August 2007 - Present · 18 yrs 6 mos
Previous Registrations
Northern Trust Securities, INC
September 2005 - June 2007 · 1 yr 9 mos
Citigroup Global Markets INC.
July 2003 - May 2005 · 1 yr 10 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.