SJ
CFP
SJ
CFP

Scott Johnson

28 Years of Experience
Rockford, IL
Broker

Scott Johnson is a CFP-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Rockford, IL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

2601 Reid Farm Rd, Suite A, Rockford, IL, 61114

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Scott is a board member and treasurer for Eagle Education Fund, spending minimal time on this role. He is also an author, dedicating minimal time to this activity.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
January 2010 - Present · 16 yrs 3 mos
Robert W. Baird & CO. Incorporated
January 2010 - Present · 16 yrs 3 mos
Previous Registrations
Klaas Financial Asset Advisors, LLC.
March 2007 - February 2010 · 2 yrs 11 mos
Investacorp Advisory Services INC
September 2003 - February 2010 · 6 yrs 5 mos
Investacorp, INC.Broker
August 2003 - February 2010 · 6 yrs 6 mos
American Funds Distributors, INC.Broker
June 2003 - August 2003 · 2 mos
Klaas Financial Asset Advisors, LLC.
April 2002 - March 2003 · 11 mos
Investacorp Advisory Services INC
February 2002 - March 2003 · 1 yr 1 mo
Investacorp, INC.Broker
December 1996 - March 2003 · 6 yrs 3 mos
State Registrations16 states
AZCAFLGAILINKSKYMDMNMONCSCTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.