Cory Chapman
Cory Chapman is a registered investment advisor at Efc Wealth Management Firm, LLC, based in Los Angeles, CA, with 27 years of industry experience. Cory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 143 clients with $43M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The annual fee is negotiable based upon certain criteria. When using Sub-Advisors, the Client will pay additional fees in addition to the fee schedule as outline above. The exact total fee will be dependent on the model strategist(s) selected; however, the total fee (AE Wealth + EFC) will not exceed 2%.
Fee Estimator
Location
5777 W Century Blvd, Suite 985, Los Angeles, CA, 90045
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2016Other Business ActivitiesSells Insurance
Cory is involved in several business activities, including insurance sales through EFC Wealth Group and EFC Wealth Management, taking up nearly full-time. He also works as a personal development coach, real estate agent, strategist/consultant for AdvisorWorks, and provides free financial education courses.
Employment History
Current Registrations
Efc Wealth Management Firm, LLC
Previous Registrations
Madison Avenue Securities, LLCBroker
Madison Avenue Securities, LLC
Fsc Securities Corporation
The Retirement Group, LLC
Fsc Securities Corporation
Fsc Securities CorporationBroker
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
First Allied Securities, INC.
First Allied Securities, INC.Broker
Wm Financial Services, INC.Broker
Sal Financial Services, INC.Broker
Mas Capital Securities, INC.Broker
Synergy Investment Group, LLCBroker
Linsco/private Ledger CORP.Broker
The Advisors Group, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.