Phillip Edward Enochs

CFA

Duff & Phelps Investment Management CO.

24 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Duff & Phelps Investment Management CO.

Compensation

Fee-Only (AUM)

Firm Size

10 advisors

Number of Clients

52 clients

Average Client Portfolio

$235.2M average

Assets Under Management

$12.2B

Fee Structure

Financial Planning:Investment management only

Location

10 S. Wacker Drive, 19th Floor, Chicago, IL, 60606

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Duff & Phelps Investment Management CO.

June 2024 - Present · 1 yr 8 mos

Vp Distributors LLCBroker

June 2024 - Present · 1 yr 8 mos

Vp Distributors LLC

June 2024 - Present · 1 yr 8 mos

Previous Registrations

Dimensional Fund Advisors LP

September 2021 - April 2024 · 2 yrs 7 mos

Dfa Securities LLCBroker

September 2021 - April 2024 · 2 yrs 7 mos

Foreside Fund Services, LLCBroker

May 2020 - February 2021 · 9 mos

BMO Investment Distributors, LLCBroker

August 2013 - April 2019 · 5 yrs 8 mos

BMO Harris Financial Advisors, INC.Broker

August 2012 - February 2015 · 2 yrs 6 mos

M&i Financial Advisors, INCBroker

May 2012 - August 2012 · 3 mos

Russell Financial Services, INC., Part of Russell InvestmentsBroker

January 2008 - February 2010 · 2 yrs 1 mo

Russell Institutional Services INC., Part of Russell InvestmentsBroker

July 2004 - January 2008 · 3 yrs 6 mos

Russell Fund Distributors, INC.Broker

August 2001 - August 2004 · 3 yrs

Hewitt Financial Services LLCBroker

August 1997 - April 2001 · 3 yrs 8 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.